CROSS-EXAMINING THE SHRINK:
USING THE APA GUIDELINES
Article by Richard Crouch, Attorney at Law,
Crouch & Crouch, Arlington, Virginia; (703)
528-6700;
Originally Published in Family Law News, a Va. State Bar Publication
Disclaimer: Items are not to be considered legal advice or to create any
lawyer-client relationship. Most articles include some obsolete information.
In addition, taking any legal information out of context, i.e., using it
in a different court or a subtly different kind of case, or without the
training to understand all of what it means or doing research to verify
it, usually has disastrous consequences.
When the American Bar Association's Family Law Section met in
Williamsburg this Spring, one of the most popular presentations was a talk
by Section Chairman Lynne Gold-Bikin of Norristown, Pennsylvania, on cross-examining
the psychologist in a custody case. Starting with the new American Psychological
Association guidelines for custody evaluations, Ms. Gold-Bikin urged that
every one of these guidelines provides good cross-examination material.
Many a psychologist jumps into a custody case eager to become an advocate
and conspicuously disregards these very strict new rules.
Fundamentally, Ms. Gold-Bikin said, the purpose of an examination conducted
under the guidelines is to "assess" various psychological factors,
and not to make a recommendation as to custody. The guidelines, however,
are far from perfect. They speak of a child's "psychological interest".
What in the world, the speaker asked, is that? Can any psychologist define
that term - in any meaningful way? Moreover, the guidelines use such broad
terms as "well-being," and it is difficult to say just what that
means. They even speak of a "resulting fit" between the child
and parent, and it is doubtful whether that really means anything very precise
at all. Another term is "parenting capacity," which could mean
virtually anything, depending upon the social environment, traditional norms,
and differing expectations in different communities. When you begin to use
vague terms such as this, Ms. Gold-Bikin stressed, very much depends on
what kind of an adult we are trying to raise. That is perhaps a philosophical
and political question beyond the reach of judges - and psychologists.
The Pennsylvania practitioner also stressed that the guidelines are quite
explicit in requiring mental health professionals never to be advocates,
and always to be objective. That being so, there is still the question of
what a judge is supposed to do with a recommendation when a psychologist
nevertheless makes it. One can always argue strenuously that the guidelines,
to which a cross-examined psychologist must agree he or she adheres, prohibit
making a recommendation, or even determining a schedule for the child. It
is the lawyer's job to emphasize at the outset, and at the end, that the
judge is the judge, and the psychologist is not.
The limitations that APA Guidelines place on the work of psychologists in
custody evaluation cases should be emphasized throughout cross-examination.
One should ask what special education this particular expert has in the
special aspects of this custody case. Is the supposed expert highly qualified
in questions of sexual abuse, over-parenting, alcoholism, homosexuality?
Also, psychologists are required to avoid "multiple relationships"
with a patient. Thus a treating psychologist should not be the evaluator.
APA Guideline Number 12, Ms. Gold-Bikin explained, specifically prohibits
a professional from "over-interpreting or inappropriately interpreting"
clinical or assessment data. Nevertheless, it is shocking how many do. If
a psychologist uses the Rorschach Test at all, or uses the MMPI at all,
that is over-interpretation. The MMPI is not designed for divorce cases,
and the group examined in the studies from which the tests derived did not
include anyone who was going through a divorce. (The original MMPI was derived
from interviews and multiple-choice tests given to mental-hospital visitors
in an overwhelmingly rural and Scandinavian area of Minnesota in the 1930s
and 1940s).
Guideline Number 16 requires the psychologist to maintain written records,
the speaker pointed out. How often we encounter, nevertheless, the psychologist
who blandly tells the cross-examiner "I keep no notes." Then there
is always "I am not permitted under my code of ethics to divulge the
raw test data." The fact is, the speaker pointed out, that under Guideline
16 they are obligated to turn it over.
What happens, however, when the cross-examined expert says that the APA
Guidelines are "just guidelines"? A good follow-up question here,
which Ms. Gold-Bikin uses, is "Then why are they published in every
issue of the APA magazine?" If the psychologist says they are just
"aspirational," then he or she should be asked if they are not
good. At this point it is also helpful to use one's own psychological expert
to help in the cross-examination. There is nothing like having another professional
to give you an accurate perception of exactly how mandatory and how universally
recognized these guidelines are.
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Disclaimer: Items are not to be considered legal advice or to create
any lawyer-client relationship. Most articles include some obsolete information.
In addition, taking any legal information out of context, i.e., using it
in a different court or a subtly different kind of case, or without the
training to understand all of what it means or doing research to verify
it, usually has disastrous consequences.